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Indian Pediatr 2010;47: 219-224 |
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Newborn Screening in India: Current
Perspectives |
Seema Kapoor and Madhulika Kabra*
From the Department of Pediatrics, Maulana Azad Medical
College and *Department of Pediatrics, AIIMS,
New Delhi, India.
Correspondence to: Dr Madhulika Kabra, Additional
Professor, Genetics Unit, Department of Pediatrics, Old O T Block, All
India Institute of Medical Sciences, New Delhi 110 029, India.
Email: [email protected]
Received: August 23, 2006;
Initial review: December, 1, 2006;
Accepted: January 25, 2010.
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Newborn screening aims at the earliest
possible recognition of disorders to prevent the most serious consequences
by timely intervention. Screening is not a confirmatory diagnosis and
requires further investigations. Guidelines from some developed countries
recommend newborn screening before discharge because of the high
prevalence of certain endocrinopathies, metabolic errors and hearing loss
which, if recognized later, contribute to significant morbidity(1).
Although the exact list differs among, and sometimes within countries,
testing for phenylketonuria (PKU) and hypothyroidism is universal in the
developed world. However, neonates are not screened in India because the
health policies have typically targeted mortality and infectious
morbidities but not disabilities. These policies have been successful in
lowering infant mortality rates, but the net effect of these gains has
been somewhat offset by an increase in disability.
One of the basic requisites for a screening program is
the availability of the epidemiological data regarding disease burden. The
annual birth rate is 21.76 births/1,000 population and in Delhi alone
nearly 900 births take place every day; considering this figure there
would be one or two babies born in Delhi alone with a metabolic defect
each day(2,3). However, the diagnosis is delayed due to lack of awareness
among the professionals and of easily accessible technical expertise.
Considering the large numbers born with these disorders, there is paucity
of centers geared to deal with them. The need of the hour is to identify
and equip regional centers to enable them to evaluate the metabolic
disorders of wide spectrum and high complexity(4).
Blood collection after 72 hours and within 7 days of
life on a filter paper is the standard method of screening newborns for
hypothyroidism and metabolic disorders. In our country this practice has
serious limitations due to high home delivery rate, early discharge from
hospitals and cultural taboos related to newborns. Collection of cord
blood may be a feasible alternative and has been used for newborn
screening of congenital hypothyroidism (CH) in some countries e.g.
Malaysia, but this is not a solution for other metabolic errors. Cord
blood testing is of limited value in detecting inherited metabolic disease
as the metabolites associated with most disorders are not elevated due to
lack of dietary substrates i.e. milk, proteins or are at undetectable
levels by currently used methods .
Indian Data
There is paucity of published studies in the normal
newborn population screening from India. A pilot newborn screening project
was carried out on 125 thousand newborns(5). Homocysteneimia,
hyperglycinemia, MSUD, PKU, hypothyroidism and G6PD deficiency were found
to be the common errors. Another pilot program Expanded Newborn Screening
was started in 2000 at Hyderabad to screen amino acid disorders, CH,
congenital adrenal hyperplasia (CAH), G6PD deficiency, biotinidase
deficiency, galactosemia and cystic fibrosis. Testing a total of eighteen
thousand three hundred babies, the results revealed a high prevalence of
CH (1 in 1700). The next common disorder was congenital adrenal
hyperplasia followed by G6PD deficiency. Aminoacidopathies as a group
constituted the next most common disorder. Interestingly, a very high
prevalence of inborn errors of metabolism to the extent of 1 in every
thousand newborns was observed. The authors stressed the importance of
screening in India, necessitating nation-wide large-scale screening(6).
Feasibility and Implementation
It may not be viable economically and ethically to
screen for a complete range of disorders for which diagnostic modalities
are available. Wilson and Jungner(7) have outlined specific criteria that
serve as a template to decide what disorders to include in the screening
at a national platform. These are: (a) biochemically well
identified disorder; (b) known incidence in the population; (c)
disorder associated with significant morbidity and mortality; (d)
effective treatment available; (e) period before which intervention
improves outcome; and (f) availability of an ethical, safe, simple
and robust screening test. The developed countries have prioritized the
diseases according to the incidence. For most developed countries, initial
targets for screening were phenylketonuria and congenital hypothyroidism,
but now include other genetic disorders like congenital adrenal
hyperplasia (CAH), cystic fibrosis, galactosemia, G6PD deficiency,
biotinidase deficiency, hemoglobino-pathies e.g. Sickle Cell
Disease (SCD), and nongenetic targets such as hearing and intrauterine
infections, especially toxoplasmosis. Certain countries are using tandem
mass spectrometry to screen for a wide range of disorders. The technique
is expensive and available only at a handful of centers in India. In our
opinion, the screening for various disorders should be phased out after
judging feasibility and implementation at each level, and prioritized
thereafter.
Priorities at the National Front: Inclusion in First Phase
Congenital Hypothyroidism
It has been included in newborn screening programs all
over the world and serves as a template for both introduction, fulfillment
of all criteria and cost effectiveness of the newborn screening. This is
because of availability of simple therapeutic measures and the good
response that follows early detection and treatment. Studies from India,
though limited, show a high incidence of CH. The initial reports came from
screening of over 22,000 newborns from different parts of the country with
and without iodine deficiency to determine the incidence of CH(8,9). Cord
blood thyroxine (T4) levels of <3 µU/mL and cord blood TSH levels of >50
mU/mL were used as cut offs. Their data showed that the incidence of CH
was about a hundred-fold more in seriously iodine deficient endemic
districts. However, newborn screening program was not a part of the
evaluation exercise as this was a community survey and would have been
useful for formulating guidelines.
Desai, et al.(10) screened 12407 newborns
for CH using cord blood TSH measuments. 2.8% babies were called for
retesting and the incidence extrapolated was 1: 2481(10). In 1994, the
same group screened 25,244 neonates at 24-94 hours and measured filter
paper T4(11). The babies recalled were 18.91%; however, this screening
missed 3 out of 9 babies despite a high recall. The extrapolated incidence
was 1:2804. Considering this high incidence of congenital hypothyroidism,
availability of low cost therapy and a robust screening test like TSH, it
is highly desirable to start a screening program nationwide to prevent the
most preventable cause of mental subnormality. Both ELISA and time
resolved fluroimmunoassay can be used in the screening phase and
confirmatory tests can use either radioimmunoassay or chemiluminescence.
Deafness
There are no published studies on newborn screening for
deafness from India. Scanty school surveys are available from both rural
and urban setup and demonstrate prevalence of 6.3% of cases in the urban
group and 32.8% in the rural group(12).
The importance for screening for deafness can clearly
be understood from the fact that if hearing aid can be provided in the
prelingual phase it can minimize the negative impact of sensorineural
hearing loss on speech and language acquisition. The recommendations can
be the 1-3-6 guideline(13); i.e. (a) completed newborn
hearing screening before 1 month of
age, (b) diagnosis of hearing loss and hearing aid fitting before 3
months, and (c) enrollment in early intervention before 6 months.
Techniques currently used in newborn hearing screening can discriminate
peripheral (ie, cochlear) from central (ie, brainstem) auditory function.
Two-phase screening using 2 different electrophysiologic measures,
otoacoustic emissions (OAEs) and auditory brainstem response (ABR), allows
detection of various failure patterns and provides more complete
information about auditory function and should be followed in our
country(14). Molecular studies as a part of newborn screening may be very
useful but are extremely expensive at this time.
Disorders Meriting Regionalized Screening
Hemoglobin Disorders
Hemoglobin disorders are considered to be a serious
health problem by WHO. In India, the carrier frequency of beta thalassemia
varies from 1-17% (mean 3.3%). It is estimated that about 10,000 babies
affected with beta thalassemia are born every year(15). Sickle cell
disease is predominantly found in tribal communities in India, which
constitutes about 8% of total population of India(16). In a study by
Balgir, et al.(17), it was seen that the most common hemoglobin
disorders observed of 1015 cases were: sickle cell trait (29.8%), sickle
cell disease (7.5%), sickle cell-beta-thalassemia (1.7%), betathalassemia
trait (18.2%), thalassemia major (5.3%), thalassemia intermedia (0.9%), Hb
E trait (0.9%), Hb E disease (0.3%), E-beta-thalassemia (0.7%), Hb D trait
(0.2%) and SD disease (0.2%). Kar, et al.(18) also carried out a
screening program involving 9,822 hospitalized patients which revealed the
frequency of individuals with S gene to be 11.1 per cent. A population
survey of 1000 randomized subjects from amongst about 70,000 people in one
block of the area showed the frequency to be 15.1%. The gene was not
confined to tribal people, but was prevalent throughout the society.
Analysis of clinical data on the first 700 cases of sickle cell disease
seen in the Sickle Cell Research Centre (ICMR) at Burla demonstrated that
while most patients were SS and 8.1% were S-beta thalassaemia, cases of SD
disease and SE disease were also encountered. A frequency of 0.32% of
alpha thalassaemia gene was noted in SS patients against 0.28% in sickle
cell trait and 0.12% in AA controls. The disease was found to manifest as
early as 3 months or may remain asymptomatic till adult life(18). With the
available Indian data, a sickle cell belt could be mapped out in the
country.
Studies on prenatal diagnosis are also very few.
Prenatal diagnosis in the years 1986 to 1997 was for 520 pregnancies but
rose to 724 pregnancies in the period between 1998-2003(19). The trend
which emerged was that nearly 32.9% couples reached the authors
prospectively for a diagnosis before having an affected child. The same
group had reported a low yield of 10% for prospective testing. A study
done in UCLA on cord blood samples of newborns of African–American,
Asian-Indian, Southeast Asian and Chinese population used multiplex PCR
for common thalassemia mutations(20). Another study in Singapore on cord
blood samples of multiracial Asian population reported carrier frequency
of alpha thalassemia as 5.2% and beta thalassemia as 0.5% in Indians.
Samples were screened for most common alpha and beta thalassemia
mutations(21). We feel screening for this group of disorders may be
regionalized depending upon the information obtained by gene frequency.
Screening for thalassemia would indeed be beneficial but due to the lack
of a single robust screening tool, is not feasible at present. Diagnosis
of thalassemia using HPLC en masse is only possible after six
months when switch to adult type of hemoglobin has occurred. Diagnosis
using multiplex PCR is cumbersome and would miss a number of cases in whom
mutation has not been tested. Screening for sickle cell disease using HPLC
of hemoglobin variants should be undertaken in pockets of high incidence.
G6PD Deficiency
There are three recent studies on neonatal / community
screening for G6PD deficiency from different regions of the country. In a
retrospective hospital based study from Delhi, 2,479 male and female
neonates consecutively born were screened for G6PD levels(22). Incidence
in males was 28.3% and in females was 1.05%. In another study from Surat
(Gujarat),1644 random blood samples were collected from 404 families(23).
Incidence of G6PD deficiency was found as 22%. Thirteen biochemically
characterized variants have been reported from India. At the molecular
level, G6PD Mediterranean is the most common deficient variant in the
caste groups whereas, G6PD Orissa is more prevalent among the tribals of
India. The third common variant seen in India is G6PD Kerala-Kalyan(24).
However, since the belt in which these disorders are found in large
frequency are different, we opine that G6PD screening should also be
included in the first phase but in a regionalized manner. Both ELISA and
flouroimmunoassay based tests can be used for screening.
Disorders for Inclusion in the Second Phase
Congenital Adrenal Hyperplasia
The incidence of CAH in India has been found to be 1:
2575 from a small sample survey(6). In a study from AIIMS, New Delhi, CAH
was diagnosed in about 38% of children presenting with ambiguous
genitalia. What was even more striking was that only one child out of the
53 cases studied was brought immediately after birth with 14 presenting
after the age of one year(25). In a study from Kashmir, an incidence of
1.4% has been reported in females presenting with hirsutism. This group,
however, studied 4,780 adult women and deduced the incidence of late onset
CAH(26). A peculiar situation exists in India as far as the diagnosis of
CAH is concerned. A separate group formulated by individuals with sexual
ambiguity also colloquially known as the Hijra group electively and
at times forcefully adopts all babies with sexual ambiguity. Therefore
most female neonates with CAH are denied access to therapy. In a subset of
affected boys with the salt losing wasting syndrome, the diagnosis is
often missed. If screening is implemented and parents are explained the
likely outcome of therapy and given access to therapy, the scenario is
bound to change. More studies are required before the screening for CAH
can be recommended at the national level.
Cystic Fibrosis
Cystic fibrosis (CF) is considered to be very rare in
the Indian subcontinent. Based on reports of CF in migrants from Indian
subcontinent to UK and USA, the prevalence of CF is estimated to be
between 1/10,000 and 1/40,000 in this ethnic group(27). There is only one
study which was done to estimate the carrier frequency of F508del mutation
among neonates using cord blood samples to reflect the prevalence of CF in
the study population(28). The prevalence of CF was estimated by using the
proportion of F508del homozygous cases out of all CF patients, as reported
in various studies (19-44%) from Indian subcontinent. The carrier
frequency and gene frequency of F508del mutation in the Indian population
was calculated to be 1/238 (0.42%) and 1/477 (0.21%), respectively.
Frequency of CF patients homozygous for F508del mutation was 1/228,006.
The estimated prevalence of CF was 1/43,321 to 1/100,323 in Indian
population. More studies are required before it can be recommended to be
included in a nationwide screening program.
Optimal Timing and Method of Sampling
The American Academy of Pediatrics has advocated the
ideal time of sampling after 72 hours and within 7 days of life. However,
this policy would be very difficult to adopt due to high birth rate,
limited space in most hospitals and definite resistance, which we can
anticipate from our Obstetric colleagues. A recent document suggests that
the analytes can ideally be measured at 24-48 hours of life when enteral
feeding has been established, renal function is improving and hepatic
metabolism is in the process of becoming mature. Thus it may be ideal for
our set up, to take the sample after first 24 hours of life.
Since dried blood spot remains stable for years, the
mode of collection should be capillary blood from the heel, impregnation
of drops of blood into filter paper, drying of these blood spots and
transport of the specimens to a central screening laboratory.
Steps for Implementation and Hurdles
The Central Government has to take up this
responsibility which may be shared by the State Governments in due course
of time. Pilot studies need to be initiated to assess the epidemiology of
each disease, simultaneous with starting the program for CH and deafness.
To begin with, the programs can be initiated in states with low infant
mortality rates. The results of this assessment need to be then discussed
in a common forum where expert professionals, policy makers, and media is
involved and region-wise disorders could be added, depending upon
prevalence in phase II. Government funding agencies should identify
regional centers which can offer definitive diagnosis to high risk
neonates and empower them with technical expertise to undertake this task.
Such centers, being funded by the state governments, should be the
reference center for diagnosis, therapy and prenatal diagnosis. Screening
can only be initiated if confirmatory diagnostic and treatment facilities
are available. The difficulties in initiation need to be tackled with
creation of a Task force. Indian Council of Medical Research has taken the
lead and constituted a task force, and has recently funded a multicenter
project to assess the feasibility of newborn screening for CH and CAH.
A public private partnership is required to offer the
program to run as a low cost model. Initially the big hospitals in the
metropolitian cities should initiate the process. A reliable courier
should be identified who is explained the time frame of implementation of
the therapy and its consequent positive results. Later, the expertise
should reach all state capitals with a move to teach collection to both
aaganwadi workers and ANMs. This is the right target as they can collect
samples in the ideal time frame.
Genetic centers identified should take up one disorder
each, mutually exclusive of each other, to undertake the responsibility of
molecular diagnosis, so that efforts are not duplicated. Mass education,
media propagation and training centers are required for smooth take off of
the program.
NGOs already stationed in the periphery can be roped in
for better execution. The program should also address the therapy and
follow up of the neonates detected. For a progressive country like India,
what would be a better time to start? It is time to revive ourselves now,
so as to rejoice later.
Contributors: The data included in the manuscript
was compiled by the authors for a DBT sponsored meeting and has been later
modified and updated. The opinions expressed in the manuscript is based on
conclusions drawn by the authors and not a consensus drawn in the meeting.
Funding: None.
Competing interests: None stated.
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